Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 1.00% |
Fee Estimator
Asset management fees are a maximum of 1% annually, billed quarterly in advance. Financial planning is charged hourly ($200/hour for advisors, $100/hour for para-planners, $75/hour for administrative time) or as a flat fee ($1,000 to $10,000). A retainer of 50% is required for financial planning, not exceeding $1,200 if services aren't rendered within 6 months.
Areas of Practice
Advisor Information
Office location
223 E. Thousand Oaks Blvd., Suite 403, Thousand Oaks, CA, 91360
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is the CEO of Pacific Financial Strategies Inc, engaging in the sale of various insurance products including health, disability, long-term care, and life insurance, as well as fixed annuities. This takes about a quarter of his time.