FG

Francis Michael Gutrich

38 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
16 advisors
Number of Clients
833 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$890.4M

Fee Structure

Financial Planning:Investment management only

Apollon Financial's investment advisory fees are charged at an annual rate range up to 3.0% depending on factors like assets managed and complexity of services. Fees are paid quarterly, in advance, based on the market value of assets at the end of the prior quarter. Fees may be negotiable. Clients may incur additional fees charged by third parties, such as wire transfer fees. Clients may also elect to participate in a class action securities claims service for a contingency fee of 12.5% of the claim award.

Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information

Office location

111 Coleman Blvd, Suite 402, Mount Pleasant, SC, 29464

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Denied
Other Business ActivitiesSells Insurance

Francis sells non-variable insurance, dedicating minimal time to this activity. He also provides investment advisory services through Apollon Financial LLC, spending nearly full-time on this activity.

Employment History
Current Registrations
Apollon Financial, LLC
September 2024 - Present · 1 yr 4 mos
Previous Registrations
Highpoint Planning Partners
December 2021 - October 2024 · 2 yrs 10 mos
LPL Financial LLC Broker
January 2017 - August 2025 · 8 yrs 7 mos
Highpoint Planning Partners
January 2017 - December 2021 · 4 yrs 11 mos
J.P. Morgan Securities LLC Broker
October 2012 - January 2017 · 4 yrs 3 mos
J.P. Morgan Securities LLC
October 2012 - January 2017 · 4 yrs 3 mos
Chase Investment Services CORP.
January 2011 - October 2012 · 1 yr 9 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
February 1999 - July 2005 · 6 yrs 5 mos
First Chicago Nbd Investment Services, INC.Broker
February 1997 - February 1999 · 2 yrs
Liberty Securities CorporationBroker
July 1996 - January 1997 · 6 mos
Gna Securities, INC.Broker
August 1994 - November 1996 · 2 yrs 3 mos
John Hancock Distributors, INC.Broker
April 1989 - August 1994 · 5 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
April 1989 - August 1994 · 5 yrs 4 mos
Allied Capital Group, INC.Broker
October 1988 - February 1989 · 4 mos
Graystone Nash, INC.Broker
June 1988 - November 1988 · 5 mos
Joseph P. Mcgivney and Associates, INC.Broker
April 1987 - May 1988 · 1 yr 1 mo
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.