BP
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
16 advisors
Number of Clients
78 clients
Average Client Portfolio
$234K average
Assets Under Management
$18.3M
Fee Structure
Minimum Investment:$25K
Financial Plan Fee:$500 - $5,000
Hourly Rate:Up to $500/hr
SALLC offers consulting services with fees up to $500 per hour or fixed fees ranging from $500 to $5,000 per plan. They also offer TPIA programs where fees are determined by the TPIA. For Assets Under Management, the maximum annual fee is 3% and is negotiable. The minimum initial investment in the Assets under Management Programs is $25,000.00.
Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningFinancial Planning & Coaching
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Advisor Information
Office location
Timberlake, NC
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2021Final
Employment Separation After Allegations
August 2020Regulatory
March 1993Final
Employment History
Current Registrations
Supreme Alliance LLC
April 2022 - Present · 3 yrs 9 mos
Supreme Alliance LLC
July 2021 - Present · 4 yrs 6 mos
Supreme Alliance LLC Broker
July 2021 - Present · 4 yrs 6 mos
Previous Registrations
Newbridge Securities CorporationBroker
September 2020 - June 2021 · 9 mos
Next Financial Group, INC.
March 2011 - September 2020 · 9 yrs 6 mos
Next Financial Group, INC. Broker
October 2010 - September 2020 · 9 yrs 11 mos
Century Securities Associates, INC. Broker
April 2006 - September 2010 · 4 yrs 5 mos
Aig Financial Advisors, INC.Broker
October 2005 - April 2006 · 6 mos
Sunamerica Securities, INC.Broker
December 2004 - October 2005 · 10 mos
Legg Mason Wood Walker INC
September 2003 - November 2004 · 1 yr 2 mos
Legg Mason Wood Walker, IncorporatedBroker
September 2003 - November 2004 · 1 yr 2 mos
A. G. Edwards & Sons, INC.
October 2000 - September 2003 · 2 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
October 2000 - September 2003 · 2 yrs 11 mos
Sma Equities, INC.Broker
April 1987 - February 1988 · 10 mos
State Registrations17 states
CAFLGAINLAMIMNNCNJNYOHPASCTXVAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.