DL

Dean B Livingston

Seacrest Wealth Management, LLC
26 Years of Experience
View SEC Summary
View SEC Summary

Firm Information

Seacrest Wealth Management, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
37 advisors
Number of Clients
1,720 clients
Average Client Portfolio
$908K average
Assets Under Management
$1.6B

Fee Structure

Investment management fees vary up to 2.00% annually, depending on the size and complexity of the client relationship. Fees are negotiable. Financial planning and consulting services are offered on an hourly or fixed fee basis, which may be negotiable. Retirement plan advisory services are charged an annual asset-based fee of up to 1.00%.

View Full Brochure on SEC
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth

Advisor Information

Office location

1990 Augusta Street, Suite 202, Greenville, SC, 29605

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Regulatory History (17)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Settled
Customer Dispute
December 2010
Settled
Customer Dispute
November 2010
Settled
Customer Dispute
July 2010
Settled
Customer Dispute
May 2010
Settled
Customer Dispute
February 2010
Settled
Customer Dispute
November 2009
Settled
Customer Dispute
September 2009
Settled
Customer Dispute
September 2009
Settled
Customer Dispute
August 2009
Settled
Customer Dispute
July 2009
Settled
Employment Separation After Allegations
July 2009
Customer Dispute
May 2009
Settled
Customer Dispute
December 2008
Settled
Customer Dispute
December 2008
Settled
Customer Dispute
March 2008
Settled
Customer Dispute
July 1997
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Seacrest Wealth Management, LLC
December 2009 - Present · 16 yrs 1 mo
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - August 2009 · 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 1999 - April 2007 · 8 yrs 1 mo
State Registrations1 state
SC
Advisor
Exams
No exam information available for this advisor.