JB
CFP

James Henry Baumann

37 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
51 advisors
Number of Clients
1,536 clients
Average Client Portfolio
$223K average
Assets Under Management
$343.0M

Fee Structure

Financial Plan Fee:Up to $10,000
Hourly Rate:Up to $300/hr

Portfolio management fees are negotiable and based on the average daily balance of assets, billed monthly in arrears. A portion of the fee is paid to third-party model providers (0.00% to 0.35% annually). There's also an annual $100 administrative and technology fee per account ($8.33/month). Financial planning fees are either fixed (up to $10,000) or hourly (up to $300). Self-directed brokerage account fees are fixed at up to $200/year.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
Loading...

Advisor Information

Office location

18881 West Dodge Road, Suite 180E, Omaha, NE, 68022

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

James sells life, health insurance, and annuities.

Employment History
Current Registrations
Iams Wealth Management, LLC
November 2019 - Present · 6 yrs 2 mos
Previous Registrations
Client One Securities LLC Broker
March 2011 - October 2019 · 8 yrs 7 mos
Madison Avenue Securities, INC. Broker
November 2007 - June 2010 · 2 yrs 7 mos
Linsco/private Ledger CORP. Broker
August 1997 - December 2007 · 10 yrs 4 mos
Sun Investment Services CompanyBroker
January 1990 - August 1997 · 7 yrs 7 mos
Massachusetts Mutual Life Insurance CompanyBroker
March 1987 - January 1988 · 10 mos
MML Investors Services, INC. Broker
March 1987 - December 1989 · 2 yrs 9 mos
State Registrations3 states
AZCATX
Advisor
Exams
No exam information available for this advisor.