Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
34 advisors
Number of Clients
1,350 clients
Average Client Portfolio
$384K average
Assets Under Management
$519.0M

Fee Structure

Minimum Investment:$250K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.95%
$1.0M - $3.0M1.75%
$3.0M - $5.0M1.50%
$5M+1.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$1,200
Financial Plan Fee:$1,200
Hourly Rate:$300 - $500/hr

Investment advisory fees are negotiable and generally range between 1.00% and 1.95% of the market value of assets. Hourly advisory fees range from $300 to $500 per hour. Retirement plan consulting fees are 0.75% of plan assets or a minimum of $1200 annually, charged quarterly. Compass generally requires a minimum asset level of $250,000 and/or a minimum annual investment advisory fee of $1,200 to provide investment advisory services.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

Ladson, SC

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Regulatory History (2)
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Regulatory
December 2014
Final
Customer Dispute
July 2014
Settled
Employment History
Current Registrations
Compass Financial Management LLC
April 2023 - Present · 2 yrs 9 mos
Previous Registrations
Investment Advisory Center, INC.
December 2014 - December 2023 · 9 yrs
Securities Service Network, INC.Broker
December 2000 - December 2000 · 0 mos
Securities Service Network, INC.Broker
January 1999 - December 2000 · 1 yr 11 mos
Securities Service Network, INC.Broker
December 1998 - December 1998 · 0 mos
The Investment Center, INC.Broker
September 1991 - November 1998 · 7 yrs 2 mos
Jefferson-Pilot Investor Services, INC.Broker
March 1991 - September 1991 · 6 mos
The Stuart-James Company, IncorporatedBroker
May 1987 - November 1990 · 3 yrs 6 mos
State Registrations1 state
SC
Advisor
Exams
No exam information available for this advisor.