Alan Richard Joyce

Rossby Financial, LLC

36 Years of Experience

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Firm Information

Rossby Financial, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

18 advisors

Number of Clients

804 clients

Average Client Portfolio

$446K average

Assets Under Management

$358.6M

Fee Structure

Minimum Investment:None

Rossby Financial offers investment management services for an annual fee based on assets under management. The management fee is negotiable and varies depending on the size and composition of a client’s portfolio, the type of services rendered, and the representative providing services. The maximum management fee will not exceed 2.5% of the assets under management.

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Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningHigh Net Worth

Advisor Information

Office location

2412 Irwin Street, Melbourne, FL, 32901

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Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

February 2024

Regulatory

December 2013

Final

Regulatory

January 2013

Final

Customer Dispute

March 2010

Settled

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Other Business Activities

Alan is the owner/proprietor of The Alan R Joyce Company LLC, providing consulting services to real estate and structured settlement sellers. He is also a partner in The Britus Group LLC, which currently has no operations; both activities require minimal time.