CD
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
111 advisors
Number of Clients
9,250 clients
Average Client Portfolio
$267K average
Assets Under Management
$2.5B
Fee Structure
Minimum Investment:$100K
Financial Plan Fee:$100 - $3,000
Hourly Rate:Up to $300/hr
Fees for investment management are based on a percentage of assets, up to 2.5% annually, and are negotiable. Financial planning fees are either fixed or hourly (up to $300/hour), depending on the engagement. For accounts below the $100,000 minimum, a $20 quarterly fee is assessed. Clients using third-party managers will not be charged a total combined management fee over 3%. A $50 termination fee may apply.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningCharitable GivingHigh Net Worth
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Advisor Information
Office location
11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
May 2023 - Present · 2 yrs 8 mos
Kingswood Wealth Advisors, LLC
January 2022 - Present · 4 yrs
Previous Registrations
Benchmark Advisory Services, LLC
October 2019 - January 2022 · 2 yrs 3 mos
Benchmark Investments, LLCBroker
October 2019 - May 2023 · 3 yrs 7 mos
Benchmark Investments, INC.Broker
October 2019 - October 2019 · 0 mos
Securities America Advisors, INC.
July 2015 - November 2019 · 4 yrs 4 mos
Securities America, INC.Broker
June 2015 - November 2019 · 4 yrs 5 mos
Next Financial Group, INC.
April 2014 - June 2015 · 1 yr 2 mos
Next Financial Group, INC. Broker
April 2014 - June 2015 · 1 yr 2 mos
LPL Financial LLC
December 2010 - April 2014 · 3 yrs 4 mos
LPL Financial LLC Broker
December 2010 - April 2014 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2004 - December 2010 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2004 - December 2010 · 6 yrs 4 mos
Wachovia Securities, LLC
June 2002 - August 2004 · 2 yrs 2 mos
Wachovia Securities, LLC Broker
June 2002 - August 2004 · 2 yrs 2 mos
Wachovia Securities, INC.
December 1997 - June 2002 · 4 yrs 6 mos
Wachovia Securities, INC.Broker
November 1997 - June 2002 · 4 yrs 7 mos
Wheat, First Securities, INC.Broker
March 1992 - December 1997 · 5 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
July 1990 - March 1992 · 1 yr 8 mos
Wheat, First Securities, INC.Broker
July 1987 - July 1990 · 3 yrs
State Registrations3 states
MAOHVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.