JH
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
290 clients
Average Client Portfolio
$501K average
Assets Under Management
$145.2M
Fee Structure
Hourly Rate:$350/hr
Financial planning is billed at $350 per hour. Portfolio management fees are based on a percentage of assets under management, up to 1.00% annually, billed quarterly. Fees are negotiable based on client circumstances. Expert witness services are billed at $350/hour or $2,500 per diem, plus expenses. There is no stated minimum account size.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
1506 East First Street, Port Angeles, WA, 98362
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2008Denied
Other Business ActivitiesSells Insurance
James is an independent insurance agent for various companies. He also serves as a board member for the N Olympic Youth Center, refers clients to mortgage services at Everbank Advisor Services, and works as a freelance writer for Olympic Publishing, dedicating minimal time to each of these non-investment related activities.
Employment History
Current Registrations
Hallett Advisors
November 2019 - Present · 6 yrs 2 mos
Previous Registrations
First Allied Securities, INC.
April 2002 - January 2004 · 1 yr 9 mos
Hallett Advisors
November 1998 - December 2019 · 21 yrs 1 mo
State Registrations2 states
TXWA
Advisor
Exams
No exam information available for this advisor.