Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
4 advisors
Number of Clients
359 clients
Average Client Portfolio
$759K average
Assets Under Management
$272.6M

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.90%
$5M+0.80%

MPCA may negotiate to charge a lesser fee based upon certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$2,500
Financial Plan Fee:$2,400 - $12,000

MPCA charges fixed fees for financial planning and consulting, ranging from $2,400 to $12,000. For investment management clients with assets of $500,000 or more, financial planning is typically included in the investment management fees. Investment management fees are based on a percentage of assets under management, as detailed in the fee table. A minimum annual fee of $2,500 may apply. Clients also incur charges from third parties like broker-dealers and custodians.

Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningCharitable GivingInsurance PlanningInvestment Management
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Advisor Information

Office location

701 Fifth Avenue, Suite 4200, Seattle, WA, 98104

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2010
Denied
Customer Dispute
October 2002
Award / Judgment
Employment History
Current Registrations
Madison Park Capital Advisors, LLC
November 2014 - Present · 11 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLC
September 2008 - November 2014 · 6 yrs 2 mos
RBC Capital Markets, LLC Broker
September 2008 - November 2014 · 6 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley & CO. Incorporated
April 2007 - October 2008 · 1 yr 6 mos
Morgan Stanley
December 1991 - April 2007 · 15 yrs 4 mos
Morgan Stanley Dw INC.Broker
August 1987 - April 2007 · 19 yrs 8 mos
State Registrations2 states
TXWA
Advisor
Exams
No exam information available for this advisor.