BG

B. David Goldstein

38 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9176 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth, Inc. offers various advisory programs with fees detailed in their respective program brochures. These programs include Advisor Managed Portfolios, Unified Managed Accounts, and access to Third-Party Money Managers. Financial planning and consulting services are also available, with fees determined and documented in a separate agreement. The Signator Managed Account Platform program fees include portions paid to the Advisory Representative, the Firm, the custodian, and Third-Party Money Managers.

Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningBusiness Owners
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Advisor Information

Office location

Rancho Mirage, CA

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Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025
Withdrawn
Customer Dispute
June 2024
Withdrawn
Customer Dispute
April 2024
Settled
Customer Dispute
June 2023
Settled
Customer Dispute
April 2023
Settled
Customer Dispute
January 2023
Settled
Customer Dispute
November 2022
Withdrawn
Customer Dispute
November 2022
Settled
Customer Dispute
November 2022
Settled
Customer Dispute
September 2012
Settled
Other Business ActivitiesSells Insurance

B. sells insurance through WealthPlan Partners, dedicating minimal time to this activity. B. is also an advisor for WealthPlan Partners/David Goldstein Trustinsurance, spending about two-thirds of their time on planning.

Employment History
Current Registrations
Osaic Wealth, INC. Broker
June 2024 - Present · 1 yr 7 mos
Wealthplan Partners
June 2022 - Present · 3 yrs 7 mos
Previous Registrations
Securities America, INC.Broker
June 2022 - June 2024 · 2 yrs
Western International Securities
May 2015 - June 2022 · 7 yrs 1 mo
Western International Securities, INC. Broker
May 2015 - June 2022 · 7 yrs 1 mo
United Advisors
October 2009 - June 2015 · 5 yrs 8 mos
Securities America, INC.Broker
October 2009 - June 2015 · 5 yrs 8 mos
Gunnallen Financial, INC
August 2007 - October 2009 · 2 yrs 2 mos
Gunnallen Financial, INCBroker
August 2007 - October 2009 · 2 yrs 2 mos
Linsco/private Ledger CORP.
November 1992 - August 2007 · 14 yrs 9 mos
Linsco/private Ledger CORP. Broker
November 1992 - August 2007 · 14 yrs 9 mos
Sutro & CO. IncorporatedBroker
January 1990 - November 1992 · 2 yrs 10 mos
Municicorp of CaliforniaBroker
November 1987 - January 1990 · 2 yrs 2 mos
State Registrations9 states
AZCAFLIDNCNENYORTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
B. David Goldstein - Financial Advisor | AdvisorDiscover