NL
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
62 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$158.7M
Fee Structure
Minimum Investment:$100K
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $20.0M | 0.50% |
| $20.0M - $30.0M | 0.30% |
| $30M+ | 0.25% |
Fees are negotiated depending on a client’s assets and needs for specific services. Clients with an inception date before these schedules were adopted may pay a different fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Hourly Rate:$350/hr
Fees for investment management are based on a percentage of assets under management, billed quarterly in advance. Financial planning and consulting are offered at $350 per hour, or a negotiated fixed fee. The firm generally requires clients to maintain $100,000 under management, but this may be waived at their discretion.
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
Menlo Park, CA
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1994Award / Judgment
Other Business Activities
Nathaniel is a member of ClearPath Opportunities Fund, LLC, an investment-related pooled investment vehicle, since June 2021. He spends minimal time in this capacity.
Employment History
Current Registrations
Clearpath Capital Partners LLC
August 1999 - Present · 26 yrs 5 mos
Previous Registrations
Hotovec Pomeranz & Co., INC.Broker
November 1997 - October 2000 · 2 yrs 11 mos
Corporate Securities Group, INC. Broker
December 1996 - October 1997 · 10 mos
Ridgeway Helms Securities CorporationBroker
August 1995 - November 1996 · 1 yr 3 mos
Smith Barney INC. Broker
July 1993 - July 1995 · 2 yrs
Lehman Brothers INC.Broker
August 1992 - July 1993 · 11 mos
F.N. Wolf & Co., INC.Broker
May 1988 - August 1992 · 4 yrs 3 mos
Sherwood Capital, INC.Broker
September 1987 - May 1988 · 8 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.