Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
172 advisors
Number of Clients
2,942 clients
Average Client Portfolio
$271K average
Assets Under Management
$798.1M

Fee Structure

Financial Plan Fee:$100 - $15,000
Hourly Rate:$150 - $400/hr

Financial planning fees range from $150 to $400 per hour or are fixed, ranging from $100 to $15,000. The exact fee depends on the IAR, scope, and complexity. Asset management services are also offered, with fees varying by IAR and platform. Lower fees for comparable services may be available elsewhere.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEducation PlanningEstate PlanningInsurance PlanningReal Estate Investing
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Advisor Information

Office location

St. Louis, MO

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carrie is the president of Strongheart Financial, focusing on budgeting, cash management, and retirement needs analysis, dedicating about 10% of her time. She also receives book royalties from Taylor & Francis Group, LLC, but spends no time on this activity.

Employment History
Current Registrations
Bfc Planning, INC.
February 2025 - Present · 11 mos
Berthel, Fisher & Company Financial Services, INC. Broker
February 2025 - Present · 11 mos
Previous Registrations
Isc Advisors, INC.
July 2014 - February 2025 · 10 yrs 7 mos
Institutional Securities CorporationBroker
July 2014 - February 2025 · 10 yrs 7 mos
Ridgeway Conger Advisory Services
September 2007 - August 2014 · 6 yrs 11 mos
Ridgeway & Conger, INC.Broker
September 2007 - August 2014 · 6 yrs 11 mos
Saxony Capital Management, LLC
July 2006 - September 2007 · 1 yr 2 mos
Saxony Securities, INC.Broker
March 2006 - September 2007 · 1 yr 6 mos
Lasalle St Securities, L.L.C.Broker
September 2001 - February 2006 · 4 yrs 5 mos
Strongheart Financial
December 1998 - March 2006 · 7 yrs 3 mos
Eisner Securities, INC.Broker
February 1998 - October 2001 · 3 yrs 8 mos
Walnut Street Securities, INC.Broker
September 1989 - February 1998 · 8 yrs 5 mos
American Capital Equities, INC.Broker
November 1987 - September 1989 · 1 yr 10 mos
State Registrations9 states
CACOFLILKSMIMOOKOR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.