SB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
894 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$917.0M
Fee Structure
Minimum Investment:$250K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees may be less than 0.50% for accounts over $5,000,000. SHJ retains the discretion to negotiate alternative fees on a client-by-client basis.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$2,000 - $15,000
SHJ is a fee-only firm. Investment management fees are based on a percentage of assets managed, as detailed in the table. Financial planning services are billed by the project, ranging from $2,000 to $15,000 depending on complexity. A $500 retainer is required for financial planning, with refunds made for unfulfilled services. The minimum investment account size is generally $250,000, but may be waived in certain circumstances.
Areas of Practice
Financial Planning & CoachingRetirement PlanningEducation PlanningInsurance PlanningEstate PlanningInvestment ManagementBusiness Owners
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Advisor Information
Office location
720 South Colorado Blvd, Suite 600 South Tower, Denver, CO, 80246-1904
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2006Settled
Employment History
Current Registrations
Sharkey Howes & Javer INC
October 2006 - Present · 19 yrs 3 mos
Previous Registrations
Woodbury Financial Services, INC.
December 2004 - November 2006 · 1 yr 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2003 - June 2004 · 1 yr 3 mos
State Registrations1 state
CO
Advisor
Exams
No exam information available for this advisor.