Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SWBC receives a portion of the wrap fee for advisory services. The overall cost may be higher or lower than purchasing services separately. Fees paid to Third-Party Managers range from 0.00% to 1.50% of assets under management. Clients will be responsible for additional fees such as SEC liquidation fees and wire transfer fees. Fees are subject to negotiation.
Areas of Practice
Advisor Information
Office location
9311 San Pedro Avenue, Suite 600, San Antonio, TX, 78216-4459
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joan is the President/CEO of SWBC Life Insurance Co., focusing on life insurance sales and management full-time. She also holds various board and leadership positions in industry associations and non-profit organizations, requiring minimal time commitments.