BK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
40 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$42.6M
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.45% |
| $500K - $1.0M | 1.24% |
| $1.0M - $2.5M | 0.90% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fees may be modified based on the nature of services and complexity of the client’s situation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
The firm charges a combined annual fee for financial planning and investment management, based on assets under management (see table). This fee is billed monthly in arrears. There is no separate charge for financial plans. Fees may be modified based on the complexity of the client's situation or pre-existing relationships. Clients also pay transaction and brokerage fees to custodians.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningBusiness Owners
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Advisor Information
Office location
3129 N.W. 63rd Street, Oklahoma Ciity, OK, 73116
Get directionsRegulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2019Final
Regulatory
October 2018Final
Regulatory
May 2017Final
Customer Dispute
July 2010Settled
Customer Dispute
February 2010Settled
Customer Dispute
January 2009Settled
Regulatory
June 1992Final
Other Business ActivitiesSells Insurance
Benjamin is an independent insurance agent for various independent insurance companies. This activity is investment-related.
Employment History
Current Registrations
Wilshire-Pennington Group, INC.
June 2004 - Present · 21 yrs 7 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
July 2005 - September 2012 · 7 yrs 2 mos
NFP Securities, INC.Broker
March 2004 - December 2004 · 9 mos
Xelan
January 1999 - December 2004 · 5 yrs 11 mos
Xelan
January 1999 - December 2002 · 3 yrs 11 mos
Vonfeldt & Associates, INC.Broker
February 1996 - April 1997 · 1 yr 2 mos
Smith Barney INC. Broker
February 1995 - November 1995 · 9 mos
State Registrations3 states
AROKTX
Advisor
Exams
No exam information available for this advisor.