PB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
62 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$158.7M
Fee Structure
Minimum Investment:$100K
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5.0M - $20.0M | 0.50% |
| $20.0M - $30.0M | 0.30% |
| $30M+ | 0.25% |
Fees are negotiated depending on a client’s assets and needs for specific services. Clients with an inception date before these schedules were adopted may pay a different fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Hourly Rate:$350/hr
Fees for investment management are based on a percentage of assets under management, billed quarterly in advance. Financial planning and consulting are offered at $350 per hour, or a negotiated fixed fee. The firm generally requires clients to maintain $100,000 under management, but this may be waived at their discretion.
Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
Loading...
Advisor Information
Office location
Carnelian Bay, CA
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1999Award / Judgment
Customer Dispute
July 1998Settled
Customer Dispute
December 1997Settled
Customer Dispute
January 1997Settled
Employment History
Current Registrations
Clearpath Capital Partners LLC
August 1999 - Present · 26 yrs 5 mos
Previous Registrations
Hotovec Pomeranz & Co., INC.Broker
October 1997 - October 2000 · 3 yrs
Round Hill Securities, INC.Broker
December 1996 - October 1997 · 10 mos
Bear, Stearns & CO. INC. Broker
January 1995 - December 1996 · 1 yr 11 mos
Josephthal Lyon & Ross IncorporatedBroker
October 1994 - December 1994 · 2 mos
Citicorp Investment ServicesBroker
June 1994 - July 1994 · 1 mo
F.N. Wolf & Co., INC.Broker
May 1988 - May 1994 · 6 yrs
Sherwood Capital, INC.Broker
October 1987 - May 1988 · 7 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.