JH
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
11 advisors
Number of Clients
639 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$760.1M
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
AWM offers investment advisory services in a wrap fee structure, which includes certain costs like securities transaction fees. Investment advisory fees range up to 2.00% annually, based on the complexity of services, assets managed, and the overall relationship. Fees are negotiable at the advisor's discretion. The client's fees will consider aggregate assets under management with the advisor.
Areas of Practice
Investment Management
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Advisor Information
Office location
2751 Centerville Road, Suite 110, Wilmington, DE, 19808
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020Settled
Employment History
Current Registrations
Affinity Wealth Management LLC
February 2018 - Present · 7 yrs 11 mos
Previous Registrations
Mercap Securities, LLCBroker
November 2017 - July 2020 · 2 yrs 8 mos
Coastal Equities, INC.Broker
October 2013 - November 2017 · 4 yrs 1 mo
Centaurus Financial, INC. Broker
August 2004 - October 2013 · 9 yrs 2 mos
Affinity Wealth Management LLC
May 2003 - February 2018 · 14 yrs 9 mos
American General Securities IncorporatedBroker
April 2003 - August 2004 · 1 yr 4 mos
Linsco/private Ledger CORP.
December 1997 - April 2003 · 5 yrs 4 mos
Linsco/private Ledger CORP. Broker
August 1997 - April 2003 · 5 yrs 8 mos
American Express Financial Advisors INC. Broker
November 1987 - August 1997 · 9 yrs 9 mos
State Registrations1 state
DE
Advisor
Exams
No exam information available for this advisor.