JS
CFP

John Eric Seel

37 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
23 advisors
Number of Clients
386 clients
Average Client Portfolio
$231K average
Assets Under Management
$89.1M

Fee Structure

Minimum Investment:$25K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M2.00%
$1M+1.75%

Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:$350 - $2,500
Hourly Rate:Up to $350/hr

For the Advisor Managed Account Program, the annual fee is 2.00% on assets from $10,000 to $1,000,000 and 1.75% on assets over $1,000,000. Fees are charged quarterly. For the Third Party Money Manager Program, CSP's fees will not exceed 1.5% of the value of assets. Financial planning and consulting fees are charged hourly (up to $350.00 per hour) or on a fixed fee basis ($350.00 to $2,500.00), both subject to negotiation.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningEducation Planning
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Advisor Information

Office location

2860 Michelle Drive, Suite 150, Irvine, CA, 92606

Get directions
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
March 2017
Judgment / Lien
July 2015
Judgment / Lien
August 2010
Judgment / Lien
June 2009
Other Business ActivitiesSells Insurance

John is the owner of a fixed insurance business, selling and servicing insurance products since 1997. This takes about half of his time overall, and about a quarter of his time during market hours.

Employment History
Current Registrations
Capital Synergy Partners
June 2020 - Present · 5 yrs 7 mos
Capital Synergy Partners Broker
January 2012 - Present · 14 yrs
Previous Registrations
Financial West GroupBroker
July 2005 - December 2011 · 6 yrs 5 mos
Pruco Securities, LLC. Broker
January 1988 - August 2005 · 17 yrs 7 mos
State Registrations5 states
AZCAFLNVPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.