WB

William Thomas Baker

32 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
66 clients
Average Client Portfolio
$514K average
Assets Under Management
$33.9M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

The advisory fee is calculated as a percentage of assets under management, up to 2% annually. The firm does not have a fixed fee schedule, but considers account size, investment objectives, and services required when determining the fee. Fees may be collected directly from client accounts or invoiced and billed directly to the client monthly or quarterly in arrears.

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
Loading...

Advisor Information

Office location

3 West Garden Street, Suite 407, Pensacola, FL, 32502

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2006
Final
Employment History
Current Registrations
Benjamin Securities, INC.
August 2015 - Present · 10 yrs 5 mos
Benjamin Securities, INC. Broker
September 2010 - Present · 15 yrs 4 mos
Previous Registrations
Obsidian Financial Group, LLCBroker
November 2010 - September 2011 · 10 mos
Obsidian Financial Group, LLCBroker
April 2008 - April 2010 · 2 yrs
Westrock Advisors, INC.Broker
October 2007 - April 2008 · 6 mos
Fagenson & Co., INC.Broker
December 2006 - July 2007 · 7 mos
Ekn Financial Services INC.Broker
December 2001 - December 2006 · 5 yrs
Ehrenkrantz King NussbaumBroker
October 2001 - December 2001 · 2 mos
Weatherly Securities CorporationBroker
September 1999 - October 2001 · 2 yrs 1 mo
Tasin & Company, INC.Broker
April 1999 - September 1999 · 5 mos
Egs Securities CORP.Broker
September 1998 - April 1999 · 7 mos
A.J. Michaels & Co., Ltd.Broker
February 1996 - July 1998 · 2 yrs 5 mos
E*trade Capital INC.Broker
January 1996 - February 1997 · 1 yr 1 mo
E*trade Securities, INC.Broker
August 1993 - February 1996 · 2 yrs 6 mos
A.J. Michaels & Co., Ltd.Broker
December 1992 - August 1993 · 8 mos
Mclaughlin, Piven, Vogel INC.Broker
April 1988 - January 1989 · 9 mos
State Registrations26 states
CACOCTFLGAILLAMAMDMEMINCNJNVNYOHORPAPRRITNTXVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
William Thomas Baker - Financial Advisor | AdvisorDiscover