Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees are subject to negotiation.
Fee Estimator
Fees are negotiable but will not exceed 1.25% of assets under management per year. The standard fee schedule is 1.25% on the first $500,000 of managed assets, 1.00% on assets between $500,001 and $2,000,000, and 0.75% on assets over $2,000,000. Fees are calculated on the last business day of each calendar quarter and collected in advance. Consulting services are also available on a flat fee basis, starting as low as $1,000.
Areas of Practice
Advisor Information
Office location
17950 W. Corporate Drive, Suite 300, Brookfield, WI, 53045
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a member of Annex Insurance Services LLC, selling non-registered insurance contracts, and spends minimal time on this. He is also a sole member of Annex 127, LLC, managing commercial property, and spends a few hours per week on this activity. Finally, he is a member of Annex Tax Services, LLC, performing tax preparation services and spends minimal time on this.