Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
250 clients
Average Client Portfolio
$732K average
Assets Under Management
$183.0M

Fee Structure

Minimum Investment:$50K
Financial Plan Fee:$1,000 - $5,000
Hourly Rate:$150 - $250/hr

Fees are based on assets under management (AUM) or a fixed dollar amount, as negotiated. The maximum annual fee for WealthTrust DBS Strategies is 1.25%. Discretionary accounts have a maximum AUM fee of 1.25%, while non-discretionary accounts have a maximum of 1.55%. Fees may be negotiable. Financial planning fees range from $150-$250 hourly or a flat fee of $1,000-$5,000. Retirement plan advisory services are negotiated. Consulting services for wealth management are charged at 1% of assets.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

101 E Park Blvd, Suite 1100, Plano, TX, 75074

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019
Pending
Civil Bond
December 2016
Employment Separation After Allegations
December 2016
Judgment / Lien
July 2013
Other Business ActivitiesSells Insurance

Thomas is an Investment Advisor Representative with TAMP Advisory Solutions, LLC. He is also a licensed insurance agent operating under Canyon Creek Capital and associated with Advisors Excel and Peak Trust Financial Group Inc, dedicating about 10-20% of his time to insurance-related business.

Employment History
Current Registrations
Wealthtrust Asset Management, LLC
June 2018 - Present · 7 yrs 7 mos
Previous Registrations
Peak American Investment Advisors, INC.
January 2020 - May 2020 · 4 mos
Valiant Wealth Management
October 2017 - December 2018 · 1 yr 2 mos
Ic Advisory Services, INC.
June 2006 - December 2016 · 10 yrs 6 mos
The Investment Center, INC.
January 2001 - June 2006 · 5 yrs 5 mos
The Investment Center, INC.Broker
October 1999 - December 2016 · 17 yrs 2 mos
Prudential Securities IncorporatedBroker
October 1990 - November 1999 · 9 yrs 1 mo
PNC Securities CORPBroker
January 1989 - September 1990 · 1 yr 8 mos
Citizens Fidelity Capital Markets, INC.Broker
April 1988 - January 1989 · 9 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.