BR

Brian William Ragen

31 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
75 advisors
Number of Clients
3,253 clients
Average Client Portfolio
$151K average
Assets Under Management
$489.9M

Fee Structure

This brochure describes wrap fee programs, which bundle investment advice, brokerage, and administrative fees into a single fee. Concorde Asset Management receives a portion of the wrap fee, as does your investment advisor representative (25% to 80% of the annualized management fee, excluding any platform fee). The program advisory fees for discretionary and non-discretionary investment management services are negotiable. Custodial costs are not included in the fee.

Areas of Practice
Investment Management
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Advisor Information

Office location

3909 Research Park Drive, Suite 200, Ann Arbor, MI, 48108

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Brian is affiliated with Concorde Asset Management, LLC as a Compliance Principal and Concorde Holdings, Inc., both investment-related. He dedicates full-time hours to both roles.

Employment History
Current Registrations
Concorde Asset Management, LLC
March 2018 - Present · 7 yrs 10 mos
Concorde Investment Services, LLC
March 2018 - Present · 7 yrs 10 mos
Concorde Investment Services, LLCBroker
March 2018 - Present · 7 yrs 10 mos
Previous Registrations
Triad Advisors, LLC
October 2012 - March 2018 · 5 yrs 5 mos
Triad Advisors LLCBroker
October 2012 - March 2018 · 5 yrs 5 mos
L.M. Kohn & Company
February 2012 - May 2012 · 3 mos
L.M. Kohn & Company Broker
December 2011 - May 2012 · 5 mos
Midsouth Capital, INC.
January 2011 - January 2012 · 1 yr
Midsouth Capital, INC.
January 2008 - December 2010 · 2 yrs 11 mos
Midsouth Capital, INC.Broker
January 2008 - February 2012 · 4 yrs 1 mo
Morgan Stanley & Co., Incorporated
April 2007 - December 2007 · 8 mos
Morgan Stanley & Co., IncorporatedBroker
April 2007 - December 2007 · 8 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
October 2005 - April 2007 · 1 yr 6 mos
North Coast Securities CorporationBroker
July 2004 - September 2005 · 1 yr 2 mos
First Allied Securities, INC.Broker
May 2000 - August 2002 · 2 yrs 3 mos
J.P. Turner & Company, L.L.C.Broker
May 1999 - May 2000 · 1 yr
Attkisson, Carter & Akers, Incorporated Broker
August 1998 - May 1999 · 9 mos
Argent Securities, INC.Broker
January 1996 - September 1998 · 2 yrs 8 mos
Chatfield Dean & Co., INC.Broker
June 1995 - December 1995 · 6 mos
Scottsdale Securities, INC.Broker
October 1992 - August 1993 · 10 mos
Olde Discount CorporationBroker
May 1990 - January 1992 · 1 yr 8 mos
Bear, Stearns & CO. INC. Broker
May 1988 - September 1989 · 1 yr 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brian William Ragen - Financial Advisor | AdvisorDiscover