RC

Robert Kenneth Cargin

37 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
6 advisors
Number of Clients
21 clients
Average Client Portfolio
$724K average
Assets Under Management
$15.2M

Fee Structure

Minimum Investment:$50K
Hourly Rate:Up to $250/hr

Fees for portfolio management are charged as a percentage of assets under management. For assets between $50,000 and $250,000, the fee ranges from 1.00% to 2.00%. For assets between $250,000 and $1,000,000, the fee ranges from 0.65% to 2.00%. Fees for assets over $1,000,000 are negotiable. If a third-party advisor is selected, their fee schedule will apply. Management fees are generally deducted from client accounts at the end of each calendar quarter, but clients can elect to be billed directly. Fees may be negotiable under certain circumstances. Hourly charges are not to exceed $250.00 per hour, or fees exceeding 2% of assets annually. WCSI generally requires accounts have a minimum of $50,000 when opened, however the minimum may be waived in certain circumstances.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

7650 Rivers Edge Drive, Suite 260, Columbus, OH, 43235

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert is a managing member of RFG Properties, LLC, a property management and vacation property business, since 2003. He spends minimal time on this non-investment related activity.

Employment History
Current Registrations
World Choice Securities, INC.
March 2018 - Present · 7 yrs 10 mos
World Choice Securities, INC. Broker
April 2017 - Present · 8 yrs 9 mos
Previous Registrations
Regis Asset Management LLC
January 2016 - December 2018 · 2 yrs 11 mos
Capital City Securities, LLCBroker
May 2008 - May 2018 · 10 yrs
Regis Asset Management LLC
April 2003 - December 2015 · 12 yrs 8 mos
Regis Securities CorporationBroker
March 2000 - October 2008 · 8 yrs 7 mos
Salomon Smith Barney INC. Broker
April 1997 - February 2000 · 2 yrs 10 mos
First Montauk Securities CORP.Broker
January 1997 - May 1997 · 4 mos
The Hamilton-Shea Group, INC.Broker
October 1995 - December 1996 · 1 yr 2 mos
Banc One Securities CorporationBroker
June 1990 - October 1995 · 5 yrs 4 mos
Banc One Securities, INC.Broker
May 1990 - June 1990 · 1 mo
Keogler, Morgan & Company, INC.Broker
August 1989 - April 1990 · 8 mos
Marion Bass Securities CorporationBroker
May 1988 - September 1989 · 1 yr 4 mos
State Registrations16 states
ALCAFLIAMDMEMINCNENYOHPATNTXUTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Robert Kenneth Cargin - Financial Advisor | AdvisorDiscover