JT
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
15 advisors
Number of Clients
932 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$1.6B
Fee Structure
Hourly Rate:$100 - $500/hr
Investment supervisory and portfolio management fees range from 0.1% to 2% of assets under management, or a fixed fee from $250 to $10,000. Financial planning fees are either hourly ($100-$500/hour) or fixed, depending on the services and complexity. The firm may reduce or waive the hourly fee and/or the minimum fixed fee if a financial planning client chooses to engage them for portfolio management services.
Areas of Practice
Investment ManagementFinancial Planning & CoachingTax PlanningEstate PlanningRetirement PlanningInsurance Planning
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Advisor Information
Office location
80 South 8th Street, Suite 900, Minneapolis, MN, 55402
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Management Associates INC
August 2016 - Present · 9 yrs 5 mos
Capital Management Securities, INC.Broker
August 2016 - Present · 9 yrs 5 mos
Previous Registrations
Vsr Advisory Services
November 2013 - July 2016 · 2 yrs 8 mos
Vsr Financial Services, INC.Broker
March 1996 - July 2016 · 20 yrs 4 mos
Guardian Investor Services CorporationBroker
January 1994 - March 1996 · 2 yrs 2 mos
Capital Management Securities, INC.Broker
July 1990 - December 1993 · 3 yrs 5 mos
Aegis Investments, INC.Broker
January 1989 - July 1990 · 1 yr 6 mos
B.C. Christopher Securities CO.Broker
December 1988 - January 1989 · 1 mo
Morison Securities, INC.Broker
May 1988 - December 1988 · 7 mos
State Registrations5 states
ILKSMDMNWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.