DV

David Paul Vaughan

37 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
59 advisors
Number of Clients
4,385 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$5.1B

Fee Structure

Financial Plan Fee:Up to $100,000

Avior's investment management fees will not exceed 2.0% annually and are negotiable. Fees are typically assessed based on the amount of assets to be managed, the complexity of the portfolio and the services to be rendered. Fees are billed quarterly and monthly, in advance and in arrears, and calculated based on the market value of the assets in the managed account. Financial planning services are billed as a fixed fee, with a maximum charge of $100,000, and are negotiable. If the client also contracts with Avior for investment management services, the client may receive financial planning services at no charge.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
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Advisor Information

Office location

10655 Six Pines Drive, Suite 100, The Woodlands, TX, 77380

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1993
Settled
Other Business ActivitiesSells Insurance

David is an insurance agent since 1996, dedicating about half of his time to this activity. He is also involved in several limited partnerships and real estate transactions, and works with Woodlands Securities Corp, dedicating about 10-20% of his time to this.

Employment History
Current Registrations
Avior Wealth Management, LLC
October 2022 - Present · 3 yrs 3 mos
Previous Registrations
Woodlands Asset Management INC
September 1995 - October 2022 · 27 yrs 1 mo
Navigator Securities LimitedBroker
September 1995 - December 2024 · 29 yrs 3 mos
Hart Securities, INC.Broker
May 1991 - October 1995 · 4 yrs 5 mos
Murchison Investment Bankers, Ltd.Broker
May 1988 - May 1991 · 3 yrs
State Registrations2 states
LATX
Advisor
Exams
No exam information available for this advisor.