RY
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
18 advisors
Number of Clients
1,479 clients
Average Client Portfolio
$391K average
Assets Under Management
$578.7M
Fee Structure
Minimum Investment:$25K
Financial Plan Fee:From $500
Hourly Rate:$150 - $250/hr
Investment management fees range up to 2.05% annually, depending on account size and complexity. Sub-advisor fees can be up to 1.05%. A technology fee of up to $150/year may be charged. Financial planning is billed hourly at $150-$250/hour, with a minimum charge of $500. Referral advisor fees may range up to 2.65%.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
2603 Rainbow Dr, Cedar Falls, IA, 50613
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2018Denied
Customer Dispute
April 2018Denied
Other Business ActivitiesSells Insurance
Richard is involved in insurance sales through Yantis & Associates Insurance since 2005. He is also an investment advisor with RDA Financial Network Inc. since 2010 and a partner in Yantis & Associates Financial Adv, a DBA for marketing purposes.
Employment History
Current Registrations
Rda Financial Network
August 2010 - Present · 15 yrs 5 mos
Previous Registrations
United Planners' Financial Services of America a Limited Partner Broker
July 2016 - December 2022 · 6 yrs 5 mos
Cambridge Investment Research, INC.Broker
August 2010 - July 2016 · 5 yrs 11 mos
Securities America, INC.Broker
January 2009 - August 2010 · 1 yr 7 mos
Securities America Advisors, INC.
January 2009 - August 2010 · 1 yr 7 mos
Brecek & Young Advisors, INC.
April 2005 - February 2009 · 3 yrs 10 mos
Brecek & Young Advisors, INC.Broker
January 2005 - January 2009 · 4 yrs
American Express Financial Advisors, INC.
January 1999 - January 2005 · 6 yrs
Ids Life Insurance CompanyBroker
June 1988 - January 2005 · 16 yrs 7 mos
American Express Financial Advisors INC. Broker
June 1988 - January 2005 · 16 yrs 7 mos
State Registrations2 states
IATX
Advisor
Exams
No exam information available for this advisor.