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Aaron Neil Harkavy

36 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
9176 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K

Osaic Wealth, Inc. offers various advisory programs with fees detailed in their respective program brochures. These programs include Advisor Managed Portfolios, Unified Managed Accounts, and access to Third-Party Money Managers. Financial planning and consulting services are also available, with fees determined and documented in a separate agreement. The Signator Managed Account Platform program fees include portions paid to the Advisory Representative, the Firm, the custodian, and Third-Party Money Managers.

Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningBusiness Owners
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Advisor Information

Office location

8755 West Higgins Road, Suite 200, Chicago, IL, 60631

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Denied
Customer Dispute
June 2009
Denied
Other Business ActivitiesSells Insurance

Aaron works as an insurance agent, offering disability, fixed annuity, and traditional insurance products since 2009. This activity takes minimal time.

Employment History
Current Registrations
Osaic Wealth, INC. Broker
January 2025 - Present · 1 yr
Osaic Wealth, INC.
January 2025 - Present · 1 yr
Previous Registrations
Osaic Fa, INC.
June 1998 - January 2025 · 26 yrs 7 mos
Osaic Fa, INC.Broker
September 1989 - January 2025 · 35 yrs 4 mos
The Lincoln National Life Insurance CompanyBroker
September 1989 - March 2006 · 16 yrs 6 mos
State Registrations22 states
AZCACOFLILINMDMIMNMONCNJNVNYORPASCTNTXUTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron Neil Harkavy - Financial Advisor | AdvisorDiscover