Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.50% |
Minimum account size may be negotiable.
Fee Estimator
The annual fee for portfolio management is 1.0% on the first $1,000,000 of assets under management and 0.5% on amounts above that. For example, a $2 million portfolio would be charged 1% on the first million and 0.5% on the second million. Fees are calculated and charged quarterly in arrears based on the market value of the account on the last day of the quarter. A minimum of $500,000 of assets under management is required, but this may be negotiable. They do not charge a separate fee for consulting services. Fees for insurance sales are commission-based.
Areas of Practice
Advisor Information
Office location
10245 E. Via Linda Blvd., Suite 110, Scottsdale, AZ, 85258-5316
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patricia has been a licensed insurance agent since 1987, offering life and disability insurance to clients. She spends minimal time on this activity.