Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Management fees are negotiable with each client and documented in the Investment Advisory Agreement. Herold generally charges 1% of the market value of assets under management. Fees are billed quarterly in advance. The managed account program fees are exclusive of brokerage commissions, transaction fees, and other related costs. There is no annual minimum fee or asset level required.
Areas of Practice
Advisor Information
Office location
845 Third Avene Suite 1703, New York, NY, 10022-7513
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kevin is the Chairman of Locust Advisory LLC, providing consulting services to CEOs, dedicating a few hours per week. He is also an artist at MSL Galleries, LLC, spending a few hours per week, and updates ADV and brochures for Herold Advisors, Inc., spending minimal time.