WF
Firm Information
Compensation
Commission-Based
Number of Advisors
2 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
This document is a blank Form ADV Part 2 and does not contain any fee information.
Areas of Practice
Investment Management
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Advisor Information
Office location
3445 Peachtree Road Ne, Suite 200, Atlanta, GA, 30326-1156
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Executive Services Securities, LLC
April 2010 - Present · 15 yrs 9 mos
Executive Services Securities, LLC Broker
January 2002 - Present · 24 yrs
Previous Registrations
Goldman, Sachs & CO. Broker
August 1998 - December 2001 · 3 yrs 4 mos
One Securities CORP. Broker
June 1990 - August 1998 · 8 yrs 2 mos
Equico Securities, INC. Broker
October 1988 - July 1989 · 9 mos
The Equitable Life Assurance Society of the United StatesBroker
October 1988 - July 1989 · 9 mos
State Registrations35 states
ALAZCACOCTDEFLGAILINKSLAMAMDMEMIMNMONCNENJNMNVNYOHPARISCSDTNTXUTVAWAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.