PF
CFA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
9 advisors
Number of Clients
1 client
Average Client Portfolio
$2.7B average
Assets Under Management
$2.7B
Fee Structure
Minimum Investment:$5M
Financial Planning:Investment management only
Kellogg charges a quarterly fee based on the market value of assets under management. Fees are negotiable based on the amount of assets managed and the nature of the account. The firm also receives fees from Associated Bank for providing investment advice related to Health Savings Accounts. Fees do not include brokerage commissions, transaction fees, and other related costs.
Areas of Practice
Investment Management
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Advisor Information
Office location
200 North Adams Street, Green Bay, WI, 54301
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kellogg Asset Management, LLC
January 2010 - Present · 16 yrs
Previous Registrations
Associated Investment Services, INC. Broker
November 2013 - June 2019 · 5 yrs 7 mos
Associated Investment Management LLC
June 2001 - January 2013 · 11 yrs 7 mos
Associated Investment Services, INC. Broker
February 1989 - November 2011 · 22 yrs 9 mos
Associated Brokerage, INC.Broker
October 1988 - February 1989 · 4 mos
State Registrations1 state
WI
Advisor
Exams
No exam information available for this advisor.