Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.60% |
| $100K - $250K | 1.35% |
| $250K - $500K | 1.20% |
| $500K - $1000K | 1.15% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $4.0M | 0.95% |
| $4.0M - $7.0M | 0.90% |
| $7M+ | 0.85% |
Fees are generally not negotiable, although we reserve the right to negotiate asset-based fees for accounts with market value in excess of $7,000,000 and to make certain exceptions to our general fee policies for family members, friends or individuals personally known to us , and/or those who are employed by non-profit organizations.
Fee Estimator
For full-service advisory engagements, you'll pay an annual fee based on your portfolio size (see rates in table). Fees are calculated as a percentage of the market value of your investment account(s). Stand-alone financial planning fees range from $3,000 to $5,000, but may be higher for institutional clients. Hourly rates may be charged up to $495. Retirement plan consulting fees range from 0.10% to 0.50% of the plan's market value.
Areas of Practice
Advisor Information
Office location
8995 SE Otty Road, Portland, OR, 97266
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carl manages a couple of apartments through Otty Properties. He is the sole business person involved and spends a few hours per week on this activity.