AP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
429 advisors
Number of Clients
34,052 clients
Average Client Portfolio
$184K average
Assets Under Management
$6.3B
Fee Structure
Minimum Investment:None
CFI and IARs are compensated for investment management via an annual asset-based advisory fee. Fees are negotiable and may differ among clients. They can be calculated on a tiered or flat rate schedule. Additional charges may include custodial fees, transfer fees, internal fund fees, TPMM investment management fees, and other administrative fees. CFI also receives compensation through strategic marketing arrangements with third-party money managers.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
1211 Cheat Road, Morgantown, WV, 26508
Get directionsRegulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2016Settled
Customer Dispute
May 2006Closed-No Action
Customer Dispute
June 2005Denied
Other Business Activities
Allen is the owner of Orion Financial, LLC, operating as a DBA for branding purposes since 2002. This activity is not investment-related.
Employment History
Current Registrations
Centaurus Financial, INC.
November 2002 - Present · 23 yrs 2 mos
Centaurus Financial, INC. Broker
August 2002 - Present · 23 yrs 5 mos
Previous Registrations
AXA Advisors, LLC
January 2000 - August 2002 · 2 yrs 7 mos
AXA Advisors, LLC Broker
March 1989 - August 2002 · 13 yrs 5 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1989 - January 2000 · 10 yrs 10 mos
State Registrations19 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.