Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for Wealthspire Retirement's services are based on either the market value of plan assets or a flat fee, depending on the service. Asset-based fees will not exceed 1.60% of plan assets. Hourly fees may be charged, not exceeding $550 per hour. Portfolio management fees range from 0.25% - 1.60%. Investment and financial consulting fees will not exceed $550 per hour.
Areas of Practice
Advisor Information
Office location
120 Vantis, Suite 400, Aliso Viejo, CA, 92656
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is an Investment Advisor Representative at NFP Retirement, Inc., providing retirement consulting services. He also serves as Managing Director at KNW Inc., which offers insurance and employee benefits, but this takes minimal time.