Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.50% |
| $1M+ | 2.25% |
Fees are negotiable.
Fee Estimator
Financial planning fees range from $1,500 to $75,000 or more, or an hourly rate of $75 to $250 plus expenses. Investment portfolio management fees are 2.5% for accounts with assets of $1 million and under, and 2.25% for accounts with assets in excess of $1 million. Clients may opt to pay a flat fee for portfolio management services. Insurance consulting is performed at an hourly rate. Portfolio evaluation services are offered on a flat-fee basis, typically around $1,500. Seminar fees are negotiated. Emerson Equity receives a percentage of the advisory fee the client pays to third-party investment advisers, up to 2%.
Areas of Practice
Advisor Information
Office location
Preferred Wealth Management, LLC, 1431 Opus Place, Suite 110, Downers Grove, IL, 60515
Get directionsRegulatory History (4)
Regulatory
April 2005Regulatory
January 2005Regulatory
February 2004Employment Separation After Allegations
August 2003Other Business ActivitiesSells Insurance
James sells fixed insurance products as an owner/agent, dedicating about a quarter of his time to this activity. He also works as a financial advisor representative for Independent Wealth Network and markets securities and advisory services through other entities, spending additional time on these investment-related activities, and volunteers as a swim official.