Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50M+ | 0.30% |
Fees may be negotiable at the sole discretion of the Advisor. For certain Clients, the Advisor may charge a fixed fee for its services instead of a tiered schedule.
Fee Estimator
Wealth management fees are paid quarterly, in advance, and range from 0.30% to 1.00% annually based on a tiered schedule. For separate engagements, financial planning is charged either on an hourly basis (up to $500 per hour) or a fixed engagement fee, negotiated based on the expected hours at the hourly rate. An estimate for total hours and/or costs will be provided to the Client prior to engaging for these services.
Areas of Practice
Advisor Information
Office location
2221 Rosecrans Avenue, Suite 150, El Segundo, CA, 90245
Get directionsRegulatory History (4)
Customer Dispute
December 2003Customer Dispute
September 2003Customer Dispute
August 2001Customer Dispute
January 2001Other Business ActivitiesSells Insurance
John is a licensed insurance professional at the same address. This activity requires about 10-20% of his time.