Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.60% |
| $250K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.20% |
| $2.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.80% |
| $5M+ | 0.80% |
Amounts over $5 million are negotiable.
Fee Estimator
Asset management fees are based on a percentage of assets under management. Financial planning fees range from $1,000 to $5,000, and consulting fees range from $1,000 to $10,000. Fees are negotiable based on various factors. The American Funds fee is different because the investment in their advisory shares is limited to one fund family. The annual rate for assets in advisory shares of the American Funds is currently 0.5%.
Areas of Practice
Advisor Information
Office location
100 Great Meadow Road, Suite 502, Wethersfield, CT, 06109
Get directionsRegulatory History (8)
Customer Dispute
November 2023Customer Dispute
August 2023Customer Dispute
June 2023Customer Dispute
August 2022Customer Dispute
December 2021Customer Dispute
November 2021Employment Separation After Allegations
November 2006Regulatory
September 2006Other Business ActivitiesSells Insurance
Joel is the owner/operator of J.N. Financial LLC, providing insurance services (life, health, and fixed). He also owns a small interest in EQIS Holdings, is the owner of Rainmaker Consulting, LLC (teaching/coaching/training), is a member/investor in two real estate LLCs, serves on the board of directors for Connecticut Community for Addiction Recovery, and is the owner/managing member of Financial Retirement Solutions LLC.