Firm Information

Compensation
N/A
Number of Advisors
16 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

This brochure supplement does not contain any fee information. It supplements the Form ADV Part 2 “Brochure” for MM Ascend Life Investor Services, LLC.

Areas of Practice
Annuities
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Advisor Information

Office location

191 Rosa Parks, Cincinnati, OH, 45202

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Peter works full-time as a Compliance Director for MassMutual Ascend Life Insurance Company's Annuity Compliance division. He also serves on the board of Devou Properties, the Devou Park Advisory Council, and the Behringer Crawford Museum.

Employment History
Current Registrations
Mm Ascend Life Investor Services, LLC
June 2001 - Present · 24 yrs 7 mos
Mm Ascend Life Investor Services, LLC Broker
July 1994 - Present · 31 yrs 6 mos
Previous Registrations
Pml Securities CompanyBroker
October 1990 - December 1993 · 3 yrs 2 mos
Waddell & Reed, INC.Broker
June 1989 - September 1990 · 1 yr 3 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.