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Barbour Thornton Farinholt

33 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
29 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

RiverFront is compensated by receiving a mutually agreed upon fee that is a percentage of assets under management in a client account. RiverFront’s advisory fees are negotiable and will vary from program to program, but typically do not exceed 0.50% per year on a client’s account assets under management, calculated on a quarterly basis. Specific information on the investment advisory fees payable to RiverFront under a wrap fee program will be provided by the applicable Sponsor Firm.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingInsurance PlanningBusiness OwnersCorporate ExecutivesHigh Net WorthMiddle IncomeNovice Investors
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Advisor Information

Office location

1214 East Cary Street, Richmond, VA, 23219

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Barbour is the Director of Corporate Strategy at Riverfront Investment Group, LLC, a registered investment advisor, dedicating full-time hours to this role. He is also a registered representative of ALPS Distributors, Inc. and a partner at Nuttall Store LLC, and a board member at ETF Action, spending minimal time on these activities.

Employment History
Current Registrations
Riverfront Investment Group, LLC
May 2013 - Present · 12 yrs 8 mos
Alps Distributors, INC.Broker
July 2012 - Present · 13 yrs 6 mos
Previous Registrations
Davenport & Company LLC Broker
September 2005 - October 2011 · 6 yrs 1 mo
Scott & Stringfellow, INC.Broker
May 1999 - September 2005 · 6 yrs 4 mos
Scott & Stringfellow, INC.Broker
November 1996 - May 1999 · 2 yrs 6 mos
Wheat, First Securities, INC.Broker
October 1991 - December 1996 · 5 yrs 2 mos
State Registrations1 state
VA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Barbour Thornton Farinholt - Financial Advisor | AdvisorDiscover