BN
Firm Information
Compensation
N/A
Number of Advisors
316 advisors
Number of Clients
280 clients
Average Client Portfolio
$293K average
Assets Under Management
$82.0M
Fee Structure
Minimum Investment:$50K
Financial Planning:Investment management only
AFA receives compensation from FIWA based on a percentage of your managed assets, up to 1.5%. Your IAR (Investment Advisory Representative) receives a portion of this fee and can negotiate a reduction. The fees are charged quarterly, in advance, based on the market value of your account. The table above shows the fee ranges for different account sizes. These fees cover investment advice and trading costs within the FMAX wrap fee program.
Areas of Practice
Investment Management
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Advisor Information
Office location
4701 Arrow Hwy Ste A, Montclair, CA, 91763-1201
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 1998Final
Other Business Activities
Benjamin is a real estate agent with Evergreen Realty since 2012, dedicating a few hours per week to this activity. This activity is not investment-related.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
June 2014 - Present · 11 yrs 7 mos
Allstate Financial Services, LLCBroker
June 2014 - Present · 11 yrs 7 mos
Previous Registrations
Securian Financial Services, INC.
March 2012 - June 2014 · 2 yrs 3 mos
Securian Financial Services, INC.Broker
March 2012 - June 2014 · 2 yrs 3 mos
Variable Investment Advisors, INC.Broker
March 2011 - March 2012 · 1 yr
Sammons Securities Company, LLCBroker
January 2003 - November 2009 · 6 yrs 10 mos
National Planning CorporationBroker
October 2001 - December 2002 · 1 yr 2 mos
Equity Services, INC. Broker
June 2001 - October 2001 · 4 mos
Thomas F. White & Co., IncorporatedBroker
July 1999 - June 2001 · 1 yr 11 mos
Royal Alliance Associates, INC. Broker
June 1992 - July 1999 · 7 yrs 1 mo
Fortis Investors, INC.Broker
September 1989 - June 1992 · 2 yrs 9 mos
State Registrations3 states
AKCAGA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.