Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.85% |
Fees may be negotiated.
Fee Estimator
You'll pay an annual fee based on your portfolio size (see rates in table). For example, a $500,000 portfolio would cost $6,250 per year. These fees may be negotiable based on factors like account size or special services. Accounts of multiple clients in the same household may be combined for fee purposes. Solicited Clients may be charged a higher advisory fee than those specified in the chart above, not expected to exceed 1.50% of the Solicited Client’s account value, per annum.
Areas of Practice
Advisor Information
Office location
799 Central Ave, Suite 350, Highland Park, IL, 60035
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is a minority owner of New Vernon Investment Management LLC and acts as general partner for several private funds, dedicating a few hours per week to securities analysis. He is also the CEO/CCO/Managing Member of New Vernon Wealth Management, a registered investment advisor, spending about half his time on this role.