PB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
319 clients
Average Client Portfolio
$206K average
Assets Under Management
$65.8M
Fee Structure
Salem Advisory Group's Investment Advisor Representatives may also be insurance salespersons, creating a potential conflict of interest. Clients are under no obligation to conduct insurance business with Salem Advisory Group, LLC.
Areas of Practice
Insurance Planning
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Advisor Information
Office location
1332 Post Road, Suite 2A, Wells, ME, 04090
Get directionsRegulatory History (5)
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Regulatory
March 2014Final
Regulatory
October 2013Final
Regulatory
November 2012Final
Regulatory
November 2012Final
Employment Separation After Allegations
September 2011Employment History
Current Registrations
Salem Advisory Group LLC
September 2013 - Present · 12 yrs 4 mos
Previous Registrations
Ameriprise Financial Services, INC. Broker
October 2011 - August 2012 · 10 mos
Ameriprise Financial Services, INC.
October 2011 - October 2011 · 0 mos
RBC Capital Markets, LLC
December 2002 - October 2011 · 8 yrs 10 mos
RBC Capital Markets, LLC Broker
March 2002 - October 2011 · 9 yrs 7 mos
Tucker Anthony IncorporatedBroker
November 1993 - March 2002 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
November 1989 - December 1993 · 4 yrs 1 mo
State Registrations3 states
FLMENH
Advisor
Exams
No exam information available for this advisor.