Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 2.25% |
| $100K - $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Linear schedules may exist with certain legacy clients, but are no longer available to new clients.
Fee Estimator
Portfolio management fees are based on a tiered schedule (see table). Clients may elect to pay a flat asset-based fee of up to 2.25% annually. Financial planning fees are up to $10,000 for a comprehensive plan, up to $5,000 for modular plans, and $500 per hour. Financial consulting fees are up to $10,000 per quarter on a fixed schedule or $500 per hour. Retirement plan consulting fees are negotiated on a case-by-case basis.
Areas of Practice
Advisor Information
Office location
6200 Rockside Road, Suite 100, Cleveland, OH, 44131
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an independent insurance agent selling disability, life, accident, and health insurance since 1990, dedicating minimal time to this. He is also a financial advisor at Vantage Financial Group, spending about a quarter of his time there, and a co-owner of 6200 Rockside Road LLC, which owns the building that Vantage Financial Group leases, dedicating minimal time to this.