Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 2.00% |
| $5.0M - $10.0M | 1.50% |
| $10.0M - $20.0M | 1.25% |
| $20M+ | 1.00% |
Clients who moved their accounts to the Adviser following the dissolution of another advisory firm unaffiliated with the Adviser bear management fees at an annual rate of 1.14% of the client’s assets under management. Management Fees are negotiable in only the sole and absolute discretion of the Adviser.
Fee Estimator
For separately managed accounts, you'll pay an annual investment management fee based on the value of your assets (see table for rates). These fees are generally charged each quarter, in advance. Fees are negotiable at the Adviser's discretion. The firm generally requires a minimum of $250,000 of assets under management, but this may be waived.
Areas of Practice
Advisor Information
Office location
201 Riverplace, Suite 500, Greenville, SC, 29601
Get directionsRegulatory History (2)
Customer Dispute
April 2010Employment Separation After Allegations
November 1994Other Business Activities
Erik is a managing member of Christopher Kendall, LLC, which manages several small Reg D offerings. He is also involved with several other LLCs, including WCM Global Wealth LLC, an investment advisor firm, which takes about half of Erik's time.