Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
34 advisors
Number of Clients
667 clients
Average Client Portfolio
$225K average
Assets Under Management
$150.1M

Fee Structure

Financial Plan Fee:$250 - $5,000
Hourly Rate:$100 - $350/hr

Portfolio management fees range from 0.25% to 2.50% annually, depending on the amount of assets managed. There is also a monthly service and reporting fee. Financial planning fees are either hourly ($100-$350) or a flat fee ($250-$5,000). Pension consulting services are also offered at an hourly rate or a percentage of plan assets. Clients are responsible for third-party fees. Fees are negotiable, but there is a minimum fee of 25 basis points per year based on assets under management which may be waived at IFSA’s sole discretion.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

212 9th Street, Suite 202, Oakland, CA, 94607

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2014
Other Business ActivitiesSells Insurance

Elliott has been an independent insurance agent since 1990, selling fixed annuities and life insurance. This activity requires minimal time.

Employment History
Current Registrations
Infinity Financial Services Advisory
April 2020 - Present · 5 yrs 9 mos
Infinity Financial ServicesBroker
July 2016 - Present · 9 yrs 6 mos
Previous Registrations
Infinity Financial Services
July 2016 - December 2020 · 4 yrs 5 mos
Investors Capital Advisory
March 2015 - July 2016 · 1 yr 4 mos
Investors Capital CORP.Broker
February 2015 - July 2016 · 1 yr 5 mos
Next Financial Group, INC.
August 2006 - December 2014 · 8 yrs 4 mos
Next Financial Group, INC. Broker
June 2005 - December 2014 · 9 yrs 6 mos
Jefferson Pilot Securities CorporationBroker
March 2004 - June 2005 · 1 yr 3 mos
First Tennessee Brokerage, INC. Broker
July 2002 - March 2004 · 1 yr 8 mos
A. G. Edwards & Sons, INC.Broker
December 1994 - August 2002 · 7 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
July 1990 - December 1994 · 4 yrs 5 mos
Chubb Securities CorporationBroker
April 1990 - July 1990 · 3 mos
Planned Investments INC.Broker
January 1990 - March 1990 · 2 mos
Anchor National Financial Services, INC.Broker
December 1989 - December 1989 · 0 mos
State Registrations4 states
ALFLGATN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Elliott Arthur Peigen - Financial Advisor | AdvisorDiscover