Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.30% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Maximum Allowable Advisor Fee. The Advisor Fee is negotiated between you and your IAR but will not exceed 1.50% in FSP, SMA and UMA.
Fee Estimator
The fees for the Managed Account Program (MAP) are based on a percentage of your assets and include an Advisor Fee, a Platform Fee, and a Manager Fee (if applicable). The Advisor Fee is negotiable, but cannot exceed 1.50%. The Platform Fee is non-negotiable. Manager Fees range from 0.02% to 0.65%. There is also a minimum annual platform fee of $50 per account. Additional fees may apply for tax management or socially responsible screening services. Fees are deducted quarterly in advance. Accounts can be householded to qualify for lower fees. IRA annual maintenance fees, tax-qualified plan trustee fees, certain custodial fees, and other ancillary charges may also apply.
Areas of Practice
Advisor Information
Office location
10809 Thornmint Road, 2nd Floor, San Diego, CA, 92127
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is a trustee for the William T. Puplava Family Trust.