MK
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
8 advisors
Number of Clients
142 clients
Average Client Portfolio
$177K average
Assets Under Management
$25.1M
Fee Structure
This document provides information about Marshall Cassedy, who is associated with McNally Financial Services Corporation. It does not contain any fee information.
Areas of Practice
Investment Management
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Advisor Information
Office location
16414 San Pedro, Suite 930, San Antonio, TX, 78232
Get directionsRegulatory History (18)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2025Pending
Customer Dispute
September 2025Pending
Customer Dispute
July 2025Pending
Regulatory
October 2024Final
Customer Dispute
July 2024Pending
Customer Dispute
March 2023Settled
Customer Dispute
April 2022Settled
Customer Dispute
July 2021Settled
Customer Dispute
November 2017Settled
Regulatory
April 2012Final
Employment Separation After Allegations
November 2009Customer Dispute
September 2009Settled
Customer Dispute
June 2009Settled
Customer Dispute
March 2009Settled
Customer Dispute
September 2000Settled
Customer Dispute
December 1999Settled
Customer Dispute
July 1999Settled
Employment Separation After Allegations
November 1998Other Business ActivitiesSells Insurance
Mark owns Kemp Financial Services and spends the majority of his time there. He also dedicates about 10-20% of his time to insurance sales and annuity marketing through Kemp Financial Services, and minimal time to preparing financial statements for a non-profit. Mark is also a member of two LLCs, one being dissolved and the other managed by his wife.
Employment History
Current Registrations
Mcnally Financial Services Corporation
July 2018 - Present · 7 yrs 6 mos
Mcnally Financial Services Corporation Broker
April 2010 - Present · 15 yrs 9 mos
Previous Registrations
Next Financial Group, INC. Broker
April 2008 - November 2009 · 1 yr 7 mos
Hornor, Townsend & Kent, INC.
February 1999 - September 2005 · 6 yrs 7 mos
Hornor, Townsend & Kent, INC. Broker
January 1999 - May 2008 · 9 yrs 4 mos
Mony Securities CORP.Broker
June 1990 - November 1998 · 8 yrs 5 mos
The Mutual Life Insurance Company of New YorkBroker
June 1990 - October 1990 · 4 mos
State Registrations11 states
ARCACOINLAMINMOKSCTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.