AK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
858 advisors
Number of Clients
43,031 clients
Average Client Portfolio
$212K average
Assets Under Management
$9.1B
Fee Structure
Minimum Investment:$100K
Fees for the Passageway Managed Account Program are based on a percentage of assets under management. The specific fee schedule is detailed on pages 46-49. The minimum account size for the Passageway One Program is $100,000, but individual Portfolio Managers may have higher minimums.
Areas of Practice
Investment Management
Loading...
Advisor Information
Office location
2022 Bruce B. Downs Boulevard, Wesley Chapel, FL, 33544
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020Award / Judgment
Employment Separation After Allegations
March 2018Customer Dispute
August 2012Denied
Customer Dispute
May 2010Denied
Employment History
Current Registrations
Fifth Third Securities, INC.
July 2018 - Present · 7 yrs 6 mos
Fifth Third Securities, INC. Broker
May 2018 - Present · 7 yrs 8 mos
Previous Registrations
Suntrust Advisory Services, INC.
August 2016 - April 2018 · 1 yr 8 mos
Suntrust Investment Services, INC.
October 2011 - December 2016 · 5 yrs 2 mos
Suntrust Investment Services, INC.Broker
September 2011 - April 2018 · 6 yrs 7 mos
Fifth Third Securities, INC.
April 2008 - September 2011 · 3 yrs 5 mos
Fifth Third Securities, INC. Broker
May 2006 - September 2011 · 5 yrs 4 mos
Colonial Brokerage, INC.Broker
June 2003 - January 2005 · 1 yr 7 mos
Amsouth Investment Services, INC.Broker
January 2003 - March 2003 · 2 mos
Napex Financial CORP.Broker
July 1992 - February 1993 · 7 mos
Chatfield Dean & Co., INC.Broker
November 1991 - February 1992 · 3 mos
State Registrations11 states
CAFLGAINMINCNYOHPATXWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.