Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Fee Structure
MMA Securities does not charge any plan-level fee for the Services to the plan or plan sponsor. There is no fee charged directly to plan participants for using the In-Plan service. A plan participant participating in the MMA MyPath service will pay an annual asset-based fee based on the fee arrangement agreed between plan sponsors and MMA Securities. The MMA MyPath service fee assessed by MMA Securities is fully used to cover certain costs associated with the provision of the service, including expenses payable to EAG and other engaged service providers, and no portion of this fee is ultimately retained by MMA Securities.
Areas of Practice
Advisor Information
Office location
1166 Avenue of the Americas, New York, NY, 10036
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is an investment advisor representative since 2003, dedicating about a quarter of his time to this role. He is also a Senior Vice President at Marsh McLennan Agency, selling employee benefits, life, disability income, and long-term care insurance, which takes up significantly more than full-time hours. Additionally, he serves as a trustee, spending minimal time on this activity.